2026 ACH Audit & ACH Risk Assessment Workbook Bundle - For Depository Financial Institutions

Get a complete, end‑to‑end view of your ACH compliance and risk profile—together in one streamlined bundle.

This bundled solution combines NPG’s ACH Compliance Audit Workbook and ACH Risk Assessment Workbook, giving financial institutions a practical, structured way to evaluate ACH controls, identify risk, and document compliance with Nacha Rules and industry-leading practices.

Designed for banks and credit unions of all sizes, the bundle supports both independent validation and enterprise-wide risk awareness, helping institutions strengthen oversight, meet regulatory expectations, and prepare defensible documentation for exams and internal governance.

What’s Included

✅ ACH Compliance Audit Workbook

• Structured audit testing aligned with the Nacha Rules
• Coverage of governance, origination, processing, monitoring, and reporting
• Built-in sections for findings, risk ratings, and recommended actions
• Final report framework to support examiner and management review

✅ ACH Risk Assessment Workbook

• Risk identification across ACH products, services, and operating roles
• Evaluation of inherent risk, mitigating controls, and residual risk
• High-level, scalable approach suitable for varying ACH volumes and complexity
• Summary outputs to support board and senior management reporting

✅ Attestation of Completion Letters

• Customizable attestation templates for both the audit and risk assessment
• Designed for institutions to document completion once the workbooks are finalized

Due to the digital nature of this product, all sales are final. If you experience any issues accessing your file, please contact us and we will be happy to assist.