AUDITS
Offering Expert Insights to Strengthen Your Compliance
ACH Compliance Audit
Ensure your financial institution’s ACH compliance with our expert audit services.
Offering unparalleled expertise in ACH payments
In today’s complex regulatory environment, depth of knowledge matters. At Neach Payments Group (NPG), a team of ACH experts, Accredited ACH Professionals (AAPs), who maintain a direct relationship with Nacha, the ACH governing body, conduct your ACH audit. We provide insights to help you meet compliance requirements efficiently and confidently.
Unlocking your ACH potential
But ACH audits should do more than simply check off requirements: They should strengthen your compliance program and identify inherent risk. The NPG process includes a detailed examination of your procedures, controls, and risk management practices. We provide actionable insights to boost your compliance program—and business opportunities.
Request an ACH Compliance Audit proposal today.
Request a proposal Book a consultation
Audit deliverables
With each NPG ACH Audit you will receive:
- Comprehensive Audit Analysis: This ACH expert review includes a discussion of internal and external origination, receipt processes, and related agreements.
- Detailed Audit Report: This report provides comprehensive insights and actionable recommendations to enhance your ACH compliance.
- Exit Meeting: This session reviews initial findings and offers immediate feedback on areas to address.
Service benefits
As authorities in ACH compliance, in every engagement, NPG auditors bring:
- Expert Insights: As AAPs with a direct line to Nacha, NPG auditors provide a depth of wisdom drawn from their experience in ACH payments and auditing.
- Compliance Assurance: NPG auditors conduct a thorough review of your institution’s adherence to Nacha Rules, UCC4A, KYC/onboarding policies, and other industry standards, regulations, and requirements.
- Risk Identification: NPG auditors not only address strict compliance requirements but classify potential risks before they become liabilities.
Resources
For more on what you need to know to ensure
ACH compliance, check out the following
resources:
- Pithy resource title (type of resource): Short summary following same model as other tabs. Link to full piece.
- Navigating Audit and Risk Assessment Findings (Town Hall for NPG Clients): September 24th @ 12 PM, ET. NPG auditors will delve into key findings from Q1-Q3 audits and risk assessments.
Success Stories
But don’t take our word for it. Read on for the
ways NPG’s ACH Compliance Audits influence
compliance programs.
- Pithy Title: Short summary following same model as other tabs. Link to full case study or simply include the testimonial quote in this text space.
Third-Party Compliance Audit
Strengthen your third-party compliance with expert insights and audits tailored to your needs.
Stay compliant with confidence
In today's rapidly evolving payments landscape, staying compliant is critical—especially for Third-Party Senders and Third-Party Service Providers. NEACH Payments Group (NPG) auditing services empower you to confidently navigate evolving regulatory changes. Our team of experts ensures your operations align with Nacha’s standards. Leverage our team's in-depth understanding of the payments industry to identify and implement tailored solutions that address your compliance concerns.
Focus on growth and minimize risk
Our comprehensive audits assess your compliance, identify potential risks, and provide actionable recommendations to improve your compliance processes. By partnering with us, you gain access to specialized knowledge and tools to streamline your compliance efforts, enabling you to focus on growth while minimizing risk.
Request a Third-Party Compliance Audit proposal today.
Request a proposal Book a consultation
Audit deliverables
NPG’s Third-Party Compliance Audits include:
- Comprehensive Audit Analysis: NPG expert auditors thoroughly review your compliance with Nacha rules, including processes and risk assessments. This comprehensive analysis provides a detailed overview of your current compliance status and areas for improvement.
- Detailed Audit Report: You receive a detailed report that highlights areas of non-compliance and opportunities to improve your current compliance practices.
- Tailored Solutions—without unnecessary expenditure: NPG’s specialists provide tailored solutions that meet your needs effectively and efficiently—all at a price you can afford. These solutions address speciic compliance concerns, ensuring you get the most value from your investment.
Service benefits
As authorities in Third-Party Compliance, NPG auditors bring:
- Expert Insights: As accredited ACH and auditing specialists with direct access to Nacha, we offer expert insights and advice on reducing risks associated with ACH transactions.
- Compliance Assurance: NPG's auditors thoroughly review your organization's adherence to Nacha rules and Third-Party requirements.
- Risk Identification: NPG’s auditors draw on their extensive knowledge of ACH and risk to identify—and minimize— potential risks and losses.
Resources
For more on what you need to know to ensure Third-Party Compliance, check out the following resources:
- Pithy resource title (type of resource): Short summary following the same model as other tabs. Link to full piece.
- Industry Best Practices for Third-Party Compliance (Town Hall for NPG Clients): (Insert date and time.) NPG auditors highlight industry best practices for third-party compliance and share lessons from Q1-Q3 audit results. Register now/access on demand.
- A link to relevant NEACH Education/webinars?
Success Stories
But don’t take our word for it. Read how NPG’s Third-Party Compliance Audits have impacted these programs and institutions:
- Pithy Title: Short summary following same model as other tabs. Link to full case study or simply include the testimonial quote in this text space.
Real-Time Payments (RTP®) Audit
Ensure your financial institution’s Real-Time Payments (RTP®) compliance with our expert audit services.
Navigate RTP compliance with confidence
NEACH Payments Group (NPG) is leading the way in Real-Time Payments (RTP®) auditing, providing specialized audit services to help you confidently navigate the complex RTP landscape. Our in-depth audit evaluates your RTP program against The Clearing House’s RTP Operating and Participation Rules, focusing on participant responsibilities, risk management, and fraud control to help ensure you’re on the right track.
Gain actionable insights and clear next steps
We conduct our RTP audits quickly and at competitive rates using a proven methodology created by our industry experts. You receive a detailed summary of our findings highlighting compliance and non-compliance areas and providing actionable recommendations to enhance your procedures and controls. Each audit concludes with an exit meeting to discuss findings and next steps.
Request an RTP Audit proposal today.
Request a proposal Book a consultation
Audit deliverables
With each RTP Audit you receive:
- Comprehensive Audit Analysis: Our RTP audit reviews general participant responsibilities, obligations for sending and receiving participants, and funding and non-funding participant roles. Plus, we review non-payments messages compliance, risk management and fraud controls, procedures for handling errors and unauthorized payments, and compliance with request for payment procedures.
- Detailed Audit Report: This report provides actionable insights and recommendations to strengthen your RTP compliance.
- Exit Meeting: In this session, we provide initial findings and immediate feedback on critical areas that require attention. This meeting is a crucial part of our service, ensuring you have a clear understanding of the audit results and next steps to take.
Service benefits
As authorities in RTP audits, our knowledgeable team offers the following:
- Expert Insights: Gain actionable insights from our experienced audit team to enhance and strengthen your RTP operations.
- Compliance Assurance: Receive a thorough review to identify gaps and strengthen your RTP program. Our expert auditors evaluate it against the RTP Operating and Participation Rules and industry standards.
- Effective and Cost-Effective Audits: Benefit from our efficient, cost-effective RTP audits designed to enhance your RTP compliance and operations.
Resources
For more on what you need to know to ensure RTP compliance, check out the following resources:
- Pithy resource title (type of resource): Short summary following the same model as other tabs. Link to full piece.
- RTP Update (Town Hall for NPG Clients): (Insert date and time.) Created exclusively for our NPG clients, this complimentary event lets you engage with RTP industry experts and stay up to date on new developments to help you stay ahead of the curve.
- A link to relevant NEACH Education/webinars?
Success Stories
But don't take our word for it. Discover how NPG’s RTP Audits made a difference for these institutions:
- Pithy Title: Short summary following same model as other tabs. Link to full case study or simply include the testimonial quote in this text space.
Real-Time Payments Audit
Overview
Ensure your institution’s compliance with evolving Real-Time Payments (RTP) regulations with our expert audit services. We offer a thorough evaluation to identify gaps and strengthen your RTP program efficiently and cost-effectively.
Expanded Description
NEACH Payments Group, a pioneer in Real-Time Payments (RTP) auditing, provides specialized audit services to help you navigate the complex RTP compliance landscape. As RTP continues to transform the payments industry with 24/7/365 transactions, it is crucial to adhere to the RTP Operating and Participation Rules. Our comprehensive audit assesses your RTP program against these rules, focusing on participant responsibilities, risk management, and fraud control. Using a proven methodology developed by industry experts, our audits are conducted swiftly and at competitive rates. We provide a detailed summary of findings, highlight areas of compliance and non-compliance, and offer actionable recommendations to enhance your procedures and controls. Each audit concludes with an exit meeting to discuss findings and next steps.
What Our Service Entails
- General Participant Responsibilities Review: Evaluation of your adherence to RTP general participant duties.
- Obligations for Sending Participants: Assessment of your compliance with sending participant requirements.
- Obligations for Receiving Participants: Review of compliance with receiving participant responsibilities.
- Funding and Non-Funding Obligations: Analysis of both funding and non-funding participant roles.
- Non-Payments Messages Compliance: Examination of compliance with non-payments message requirements.
- Risk Management & Fraud Control: Assessment of your risk management strategies and fraud prevention measures.
- Errors and Unauthorized Payments: Evaluation of procedures for handling errors and unauthorized payments.
- Request for Payment Compliance: Review of compliance with request for payment procedures.
- Payment Service Providers: Analysis of interactions with payment service providers.
Additional Benefits
- Comprehensive Compliance Check: Ensure your RTP program meets all regulatory requirements.
- Efficient and Cost-Effective Audits: Benefit from our swift, competitive audit services.
- Actionable Recommendations: Receive practical advice to improve your RTP controls and reduce risk.
- Expert Insights: Gain valuable insights from our experienced audit team to enhance your RTP operations.
Resources for Further Information
- Articles & Blogs: Explore our extensive collection of articles and blogs covering Real-Time Payments (RTP) audits, ACH compliance, regulatory updates, and best practices in payments operations.
- Quarterly Client Town Halls: Join our exclusive series of Quarterly Client Town Halls, tailored specifically for NEACH Payments Group clients. These complimentary events offer a unique opportunity to engage directly with industry experts and thought leaders. Stay updated on the latest trends in Real-Time Payments, gain valuable insights through benchmarking, and receive timely updates from our dedicated NPG staff to keep your operations ahead of the curve.
- Publications & Technical Guides: Purchase our comprehensive guides on conducting Real-Time Payments and ACH audits, along with resources for managing compliance effectively.
- Media Downloads: Access a variety of media downloads, including video tutorials, whitepapers, and infographics that simplify complex topics related to Real-Time Payments audits and compliance.
- Consultation Services: Schedule a one-on-one consultation with our compliance experts to discuss your specific needs and challenges related to Real-Time Payments and ACH audits.
Third-Party Sender Compliance Audit
Overview
Strengthen your compliance and reduce risk with expert insights and audits tailored to your specific needs. We help Third-Party Senders navigate evolving payment regulations efficiently and effectively.
Request a proposal Book a consultation
Expanded Description
In today’s complex payments landscape, maintaining compliance is crucial, especially for Third-Party Senders. Our team of experts is dedicated to helping you stay ahead of regulatory changes and ensuring that your operations are in line with Nacha’s requirements. We offer comprehensive audits that not only assess your compliance but also identify potential risks and provide actionable recommendations to improve your processes. By partnering with us, you gain access to specialized knowledge and tools that streamline your compliance efforts, enabling you to focus on growth while minimizing risk.
What Our Service Entails
Conduct a thorough review of your compliance with Nacha rules, including processes and risk assessments.
Identify areas for improvement within your existing compliance practices.
Receive expert advice on reducing risks associated with ACH transactions.
Implement tailored solutions to address any compliance concerns effectively.
Leverage our team’s deep understanding of the payments industry.
Ensure compliance without unnecessary expenditure.
Get detailed reports that highlight areas of non-compliance and opportunities for improvement.
Resources
- Articles & Blogs: Access our library of articles and blogs on ACH compliance, regulatory updates, and best practices in payments operations.
- Quarterly Client Town Halls: Join us for our exclusive series of Quarterly Client Town Halls, designed specifically for NEACH Payments Group clients. These complimentary events provide a unique platform to engage directly with industry experts and thought leaders. Stay informed on the latest trends, gather valuable insights through benchmarking, and receive timely updates from our dedicated NPG staff to keep your operations ahead of the curve.
- Publications & Technical Guides: Purchase our comprehensive guides on conducting ACH audits and managing compliance.
- Media Downloads: Access video tutorials, whitepapers, and infographics that simplify complex compliance topics.
- Consultation Services: Schedule a one-on-one consultation with our compliance experts to discuss your unique needs and challenges.
Start with the customer – find out what they want and give it to them.
Request an Audit today.
For a specific assessment of your payments program, explore our consultation services.