You’re Not a Bank — So Why Is Your Bank Asking About AML & OFAC?

Payroll, HR, and payment service providers are increasingly being told by their banking partners to “do more” around BSA/AML and OFAC—often without clear guidance on what is actually required, appropriate, or effective for their business model.

This free, executive‑level session is designed for leaders who are facing bank questions, policy requests, or enhanced due diligence and are unsure how to respond. Drawing on real‑world work with payroll providers and third‑party service organizations, this session explains what banks are really asking for, where payroll and fintech companies face genuine risk, and why many organizations get this wrong by copying bank or investment‑firm policies that don’t apply.

Rather than prescribing a one‑size‑fits‑all solution, this session helps attendees understand when a custom, right‑sized approach is needed—and when expert guidance can prevent unnecessary cost, delay, or escalation with a banking partner.

Attendees will leave with clarity on their risk posture, common pitfalls to avoid, and a framework for determining next steps.